BLG Webinar - Anti-Money Laundering and Anti-Terrorist Financing Compliance Training
Join us for a members' exclusive webinar through Zoom, hosted by CAMLA & BLG. Learn about
anti-money laundering and anti-terrorist financing compliance for the mortgage sector and exempt market dealer sector.
Date: Tuesday, November 24, 2026
Time: 1:30 pm - 3:00 pm EST
Location: Zoom Webinar
About This Webinar
Join Chris Tooley for this informative webinar hosted by BLG.
Chris Tooley, Legal Counsel at Borden Ladner Gervais LLP, will present on anti-money laundering and anti-terrorist financing compliance for the mortgage sector and exempt market dealer sector. Drawing on his experience as a subject matter expert, he will provide an overview of the Proceeds of Crime (Money Laundering) and Terrorist Financing Act, discuss FINTRAC’s approach to regulatory enforcement, share insights from audit experience, and outline key compliance requirements and common pitfalls to avoid.
Register now to gain practical insights tailored specifically for CAMLA members.
Why Attend
- Deepen your understanding of anti-money laundering and anti-terrorist financing compliance
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Gain practical insights directly from BLG's top team
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Ask questions to the leading legal professionals in Canada
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Walk away with knowledge you can immediately apply to better serve your clients and business
Event Agenda
1:30 pm EST: Welcome & Webinar begins
3:00 pm EST: Webinar concludes
We look forward to welcoming you for an educational webinar full of great conversations and learning!
Speaker Bios
Chris Tooley
Chris is a securities lawyer whose practice focuses on advising registered portfolio managers, exempt market dealers and investment fund managers on their obligations under securities legislation and other laws.
Chris helps registrants build their businesses while remaining in compliance with applicable laws. He does so in a proactive manner, getting to know the registrant’s business model and personnel and then working with the firm’s staff to address and mitigate risks. As part of this function, Chris drafts all manner of contracts, forms, policies and procedures, compliance documentation and training materials. He is proficient with legal matters relating to National Instrument 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations, the Proceeds of Crime (Money Laundering) and Terrorist Financing Act, various securities acts that apply to registered firms, among other areas of law. Chris also assists registered firms that have been selected for regulatory audits to respond to the audits and address any remedial work required by the securities regulatory authorities.
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